Just a place to jot down my musings.

Saturday, January 15, 2011

Counting, uncounting, and dust, part one

I've wanted to write about this for a while but never really got the chance. One of the coolest things about modern mathematics is infinity: we have found all sorts of ways to study and classify different notions of "size" and "number" that can result in the most counterintuitive results imaginable. I want to look at a few examples, starting today.

Counting
Let's begin with the natural numbers, the set N = {1, 2, 3, ... }. This is "clearly" an "infinite" set, as indicated by the ellipsis. What does "infinite" mean in this case? Now we know that we can add natural numbers together to produce natural numbers; more simply, we can add the number 1 to a natural number n to produce a new natural number n + 1. N is infinite in the sense that there is simply no "end" to it, at least in one direction (because there is such a thing as the smallest natural number, which is 1). To rephrase that, there is simply no way to list every single element of N, whereas for any finite set, no matter how large it may be, you can eventually list out every element.

Before we go any further, let's actually get a handle of what counting means. In real life, when we have to count out a bunch of things, we essentially point at each item once (and only once) and call out the natural numbers in order. We are in effect uniquely indexing every item with one (and only one) of the natural numbers. There is nothing twisted or weird about this; this is the most "natural" (pardon the pun) way of counting things.

What this definition of counting allows us to do is to compare the size of different sets: we can know that a sack of three potatoes is the same numerical size as a sack of three apples because we can index both of them with the set {1, 2, 3}. (It should be clear that it does not matter which potato we're pointing to when we call out a particular number; all that matters that we point to each potato only once and we call out the numbers in order only once.) Now so far this sounds like a ridiculously overdone way of stating the utterly obvious (and I've not even pulled out real mathematical terminology or notation!), but the utility of such abstraction will become more and more evident as we journey along.

Counting Finite Sets
Take a finite subset of N, say X = {1, 2, ..., 100}. We know that all natural numbers are either even or odd, so we can divide the set X into two halves ("partition" it into two), say A = {1, 3, 5, ..., 99} and B = {2, 4, ..., 100}. Furthermore, we know that these two sets are both the same size because they contain 50 elements each; in other words, we can go through the elements of A saying "one", "two", "three", and so on, and we'll eventually hit the number "fifty", and the same is true for B too. More formally, we can write A = {2k - 1 |  k in {1, 2, ..., 50} } and B = {2k |  k in {1, 2, ..., 50} }, and then it's pretty clear that the two sets are the same size as each other. And most importantly, we can also see that A and B are each exactly half the size of X, which also makes complete sense.

Now let's take C = {3, 6, 9, …, 99}, D = {2, 5, 8, …, 98}, and E = {1, 4, 7, …, 97, 100}. They are not all the same size, because C and D both have 33 elements while E has 34 elements, but it is true that they form a partition of X and that the total number of elements in them adds up to 100, as should be the case.

Counting Infinite Sets
Nothing new or exciting so far, so let's try something fancier. What about the whole set of even numbers? (Lets call it 2N, for a reason that will soon become clear.) Clearly 2N is a subset of N. Similarly,  the set of all odd numbers (let's call it 2N - 1, but let's not actually think of that as some sort of subtraction) is a subset of N. Clearly, there is no number that 2N and 2N - 1 both have in common. What's more, 2N and 2N - 1 together account for all the natural numbers. In other words, it seems intuitive to say that N is exactly "twice" as large as 2N, right? After all, that's exactly what we saw with X and A and B above.

Wrong. In fact, 2N is exactly the same size as N, and 2N - 1 is exactly the same size as N as well. How on earth can this be true? This simply makes no sense! If this result doesn't shock you, it should. To paraphrase Niels Bohr's remark about quantum mechanics, "those who are not shocked when they first come across infinity cannot possibly have understood it." 

Let's go back to our definition of counting. If we go through the list of even numbers, we can uniquely assign to each and every even number one and exactly one natural number; similarly, if we go through the list of natural numbers, we can uniquely assign to each and every natural number one and exactly one natural number. (How do we do this? We can index every even number x using the natural number x / 2; we can also index every natural number n using the even number 2n.) But if there exists a unique element of one set that uniquely corresponds to a unique element of the second set (in other words, if there exists a bijection between the set of even numbers and the set of natural numbers), then it is clear that the two sets are the same size. Even though there are natural numbers that are clearly not even numbers!

It is important to note that it is precisely the fact that we are considering the set of all even numbers that allows for this possibility to happen. If you take any finite subset of even numbers, then there is no way to uniquely map every natural number to that set. It is only when we take the infinite set of even numbers that it becomes possible to uniquely map every even number to a natural number, and vice versa. There is something crazy about infinity that allows an infinite set to contain an infinite subset that is just as large as itself ...

But wait, it gets worse. Take the set of multiples of 3, and call it 3N (perhaps you can now see where I'm going with this?). It's clear that there is a bijection between 3N and N, which means there are as many multiples of three as there are of two (which, on the face of it, is also perfectly reasonable). So now we have five subsets of N (2N, 2N - 1, 3N, 3N - 1, and 3N - 2) that are all the same size as N. Aaargh!

And of course, there is no reason why we should be restricting ourselves to just 2 and 3. This property applies to every single natural number. In fact, it's clear that for every natural number n, there exist n wholly different subsets of N (call them nNn- 1, nN - 2, n- 3, …, nN - (n - 1) ) which are all the same size as N. Put differently, N contains at least as many subsets that are as large as itself as there are elements in N.

To Infinity and Beyond!
Since all of these insanely counterintuitive results follow from our definition of counting, let us call a set that has as many elements as a subset of N "countable". Thus, all finite sets are countable (which clearly makes sense!), as are sets like the set of even numbers and the set of all numbers divisible by numbers of the form pp where p is a prime number. 

Does that mean there are such things are uncountable sets? We will have to wait and see!

1 comment:

  1. very interesting, things put in a different way. good job, keep it coming

    ReplyDelete

Why pearls, and why strung at random?

In his translation of the famous "Turk of Shirazghazal of Hafez into florid English, Sir William Jones, the philologist and Sanskrit scholar and polyglot extraordinaire, transformed the following couplet:

غزل گفتی و در سفتی بیا و خوش بخوان حافظ

که بر نظم تو افشاند فلک عقد ثریا را


into:

Go boldly forth, my simple lay,
Whose accents flow with artless ease,
Like orient pearls at random strung.

The "translation" is terribly inaccurate, but worse, the phrase is a gross misrepresentation of the highly structured organization of Persian poetry. Regardless, I picked it as the name of my blog for a number of reasons: 
1) I don't expect the ordering of my posts to follow any rhyme or reason
2) Since "at random strung" is a rather meaningless phrase, I decided to go with the longer but more pompous "pearls at random strung". I rest assured that my readers are unlikely to deduce from this an effort on my part to arrogate some of Hafez's peerless brilliance!

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Cambridge, Massachusetts, United States
What is this life if, full of care,
We have no time to stand and stare.
—W.H. Davies, “Leisure”